Regulation Results

This page outlines a collection of information on our website regarding regulation.  You can refine these search results using the options provided in the left-hand menu.

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1-7 of 7 results

  • Keeping the engine room clean

    Content Type: CDM Article

    01 Apr 2013

    In her final column, Belinda Gibson outlines what ASIC is doing to uphold Australia’s market integrity. It has been my privilege to contribute to this magazine for over five years, but this will be the last, as my term as the Australian Securities and Investments Commission (ASIC) deputy ch...

  • ASIC’s handling of misconduct reports

    Content Type: CDM Article

    01 Mar 2013

    Peter Kell discusses ASIC’s approach to complaints of misconduct and disputes between officeholders or members of small companies. Setting up a business with other people is not too different from getting married. Mostly it works and sometimes it’s blissful. But often there are arguments...

  • Auditors put on notice

    Content Type: CDM Article

    01 Feb 2013

    Greg Medcraft explains why the audit profession needs to lift its game to avoid government-imposed reforms in Australia. Directors and auditors are two of the financial sector’s most important gatekeepers that play a crucial role in ensuring investors can be confident and informed. Th...

  • ASIC’s small business focus in 2013

    Content Type: CDM Article

    01 Dec 2012

    Greg Tanzer outlines some of the ways in which ASIC will be helping small businesses over the next 12 months. One of the three strategic priorities of the Australian Securities and Investments Commission (ASIC) is efficient registration and licensing with a focus on small business. Here i...

  • ASIC’s focus for end-June reporting

    Content Type: CDM Article

    01 Sep 2012

    John Price lists 10 areas directors and auditors should focus on in their 30 June 2012 financial reports. At a glance Directors and auditors should focus on: Revenue recognition and expense deferral Asset values and off-balance sheet arrangements ...

  • ASIC’s strategic priorities

    Content Type: CDM Article

    01 Feb 2012

    Peter Kell discusses how ASIC is managing its three strategic priorities in a constantly evolving environment. I recently rejoined ASIC as a commissioner, having first worked in the organisation between 1998 and 2004. In between, I was CEO of CHOICE and most recently, the Australian Competi...

  • Opinion: Making it easier to do business

    Content Type: CDM Article

    01 Aug 2011

    Rosanne Bell explains why doing business with ASIC’s registry in 2013 will be very different for directors and managers of smaller business than it is today. One of the priorities of the Australian Securities and Investments Commission (ASIC) is to deliver business registration and licensi...