Regulation Results

This page outlines a collection of information on our website regarding regulation.  You can refine these search results using the options provided in the left-hand menu.

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1-7 of 7 results

  • The value of a culture of compliance

    Content Type: CDM Article

    01 Apr 2013

    Professor Bob Baxt reviews some recent court cases that highlight the importance of ensuring your companies have a proper culture of compliance in place. Directors, senior managers and officers of companies in Australia (referred to as directors here) are, of course, very familiar with spec...

  • Keeping the engine room clean

    Content Type: CDM Article

    01 Apr 2013

    In her final column, Belinda Gibson outlines what ASIC is doing to uphold Australia’s market integrity. It has been my privilege to contribute to this magazine for over five years, but this will be the last, as my term as the Australian Securities and Investments Commission (ASIC) deputy ch...

  • The Pike River Report – lessons for Australia

    Content Type: CDM Article

    01 Mar 2013

    Michael Tooma outlines the lessons Australian directors can learn from New Zealand’s Pike River Mine disaster that killed 29 miners in November 2010. At one level, the New Zealand report, Royal Commission on the Pike River Coal Mine Tragedy, reads like so many reports before it – another ...

  • Submission to Standards Australia on compliance management standards

    Content Type: Policy Submission

    18 Feb 2013

    On 11 February 2013 Company Directors wrote a letter to Standards Australia, discussing the proposed compliance management standards. Download the submission to Standards Australia on compliance management standards (PDF 700 KB).

  • Managing mining’s many risks

    Content Type: CDM Article

    01 Nov 2012

    Tony Featherstone examines the many hurdles faced by mining boards and provides some tips on how directors can overcome them. Spare a thought for Australia’s resource sector. It faces a perfect storm of falling commodity prices, rising costs, new federal and state government taxes and roy...

  • Capital raisings for small to mid-cap companies

    Content Type: CDM Article

    01 Oct 2012

    John Price explains how new capital raising rules for small to mid-cap listed companies will work and the issues their directors should consider. Share placements have been a popular way of raising funds in recent years, particularly for smaller companies. Australian Securities Exchange (...

  • NFP reform concerns

    Content Type: CDM Article

    01 Sep 2012

    In a recent address, Mission Australia chairman Ewen Crouch outlined his concerns about proposed NFP reforms. An edited extract of his speech follows. The Government has released an exposure draft of the Australian Charities and Not-for-profits Commission Bill 2012, which will establish ...